3.1. Long-Term Skew Surges Calculation
A storm surge is an abnormal rise or fall of seawater levels caused by atmospheric disturbances and is generally defined in two ways. The first way to define storm surge is the difference between the observed tidal level during a storm and the astronomical tidal level at the same time, which is usually called non-tidal residual in research. The second way is the difference between the storm high tide level and the astronomical high tide level within a tidal cycle (i.e., the ability of meteorological elements to raise the high tide level within the current tidal cycle), which is generally called “skew surge” [
33]. Non-tidal residual is used to describe the real-time elevation magnitude of the water level above the astronomical tidal level during a storm, while skew surge is the lifting amplitude of the typhoon to the high water level in a tidal cycle. Coastal defense structures are primarily designed based on the extreme sea levels. Compared to the first form of storm surge (non-tidal residual), skew surge can better depict the risk that typhoons pose to coastal protection. Additionally, the Yangtze Estuary features strong tidal asymmetry, where storm surge calculated in the form of skew surge is easily affected by the phase deviation of the storm tide, and the result is usually larger. Therefore, it is more appropriate to use skew surge as an indicator of storm surge in the Yangtze Estuary from the perspective of disaster prevention and reduction.
To obtain the long-term skew surge from the 33-year observed estuarine water level, the harmonic analysis method is used to hindcast the astronomical tidal level, and the unreasonable result of the skew surge is corrected according to the storm time. According to classical harmonic analysis methods, tides are considered to be the superposition of sinusoidal constituents with different periods. It is generally assumed that the harmonic constants and mean sea level remain constant [
34]. However, in the context of climate change and sea-level rise, the harmonic constants are not fixed but change over a long-term period. Additionally, in estuarine areas, the “mean water level” can vary even within a day or a year due to the nonlinear effects of upstream runoff. The variability in the “average water level” results in the non-stationarity of both the amplitude and phase lag, so a method of NS_TIDE [
35] for harmonic analysis of non-stationary signals is applied in this paper. NS_TIDE was developed based on T_TIDE [
34], taking into account the nonlinear effects of upstream flow on tides. Gongqingwei Station is located south of Hengsha Island, adjacent to the sea, and experiences minimal upstream flow impact, which can be ignored. Therefore, Gongqingwei Station is employed as the offshore reference station for input data in NS_TIDE.
Figure 2 shows the comparative predicted tidal level analysis results between NS_TIDE and T_TIDE.
There is a clear positive correlation between the observed tidal elevation at Xuliujing Station and the Datong flow rate. As flow rates increase, the tidal level ensemble at Xuliujing Station rises, while a decrease in flow rates results in a corresponding decline in tidal level. Examining the root mean square errors, we find that NS_TIDE has an error of merely 0.18 m, while T_TIDE’s error stands at 0.19 m, indicating a marginal disparity between the two methodologies. Notably, despite occasional small errors in some periods, both techniques excel in predicting the astronomical tidal levels at Xuliujing Station, as illustrated in
Figure 2a. However, T_TIDE assumes that the sea level is constant and aims to minimize the error using the least squares method for harmonic analysis. This inherent characteristic leads to T_TIDE’s harmonic water level results converging towards the “mean,” resulting in underestimation during flood periods and overestimation during dry periods. The comparison of water level predictions during flood periods between the two methods is presented in
Figure 2b. When the flow rate is relatively high, approximately 70,000 m
3/s, T_TIDE’s calculations display a slight underestimation of 0.30–0.40 m (depicted by the green solid line), while NS_TIDE’s calculations exhibit only a modest overestimation of around 0.10 m (illustrated by the red solid line), which is more consistent with the observed tidal levels. The comparison of water level predictions during dry periods between the two methods is presented in
Figure 2c. When the flow rate is relatively low, approximately 15,000 m
3/s, Xuliujing Station experiences overall low water levels. T_TIDE’s calculations indicate a modest overestimation of around 0.20 m (depicted by the green solid line), while NS_TIDE’s errors are less than 0.10 m (illustrated by the red solid line). Evidently, in scenarios where upstream flow rates are either notably high or low compared to the annual average, the tidal level prediction results of NS_TIDE are superior.
The primary objective of this section is to separate astronomical tides from observed tides and calculate storm surges. It focuses more on the effectiveness of harmonic analysis during typhoon events than demanding high overall accuracy for annual harmonic analysis. Strong typhoons that impact the Yangtze Estuary typically occur during the summer and autumn, coinciding with the Pacific warm and humid airflow brought by the summer southeast monsoon. This airflow often results in prolonged and extensive rainfall in the middle and lower reaches of the Yangtze River, thus leading to riverine flooding. NS_TIDE provides more accurate results during flood periods. Therefore, compared to T_TIDE, using NS_TIDE for astronomical tide calculation and storm surge estimation at Xuliujing Station yields higher accuracy and more reliable results. Furthermore, the encounter of storm surges and flooding represents a more extreme and potentially more devastating scenario, highlighting the necessity of employing non-stationary tidal harmonic analysis for astronomical tide prediction.
It should be noted that in certain scenarios, the harmonic analysis may introduce minor phase deviations in the reported astronomical tides due to the incomplete separation of subtidal tidal constituents and other high-frequency tidal constituents [
11]. The phase discrepancy in estuarine tidal constituents significantly affects the computation of storm surge (non-tidal residuals). In contrast, employing skew surges as an indicator for estuarine storm surges effectively mitigates the impact of phase shift-induced errors.
A time series of astronomical tides spanning 33 years from 1988 to 2020 can be extracted using harmonic analysis with NS_TIDE. By calculating the difference between the highest astronomical tide and the corresponding observed highest tidal level within each tidal cycle, a time series of skew surges can be obtained. A more conservative approach, referred to as the ISYE-R500 method [
9], is employed for the identification of storm tracks and verification of skew surges.
Figure 3 presents the time comparison between typhoons impacting the Yangtze Estuary and skew surges at the Xuliujiang Station. The gray boxes in the figure indicate the occurrence times of typhoons throughout the year, while the solid dots represent the times of skew surges at the Xuliujiang Station, a larger dot with darker colors indicating larger values. Notably, the timing of surges at the Yangtze Estuary aligns closely with the times when typhoons impact the region. Each circle is encompassed by a gray box, although there are a few instances where circles are not enclosed. This indicates that ISYE-R500 can identify all typhoons that generate surges at the Yangtze Estuary, but there is a probability of incorrectly categorizing typhoons that do not produce surges, with an accuracy rate of approximately 81%. Consequently, in the absence of observed tidal-level references, using only typhoon track data and the ISYE-R500 method to identify typhoons leading to storm surges in the Yangtze Estuary is a reasonably conservative approach. From the figure, it is evident that storm surges in the Yangtze Estuary predominantly occur between August 1st and October 1st each year, accounting for a significant 67% of the total occurrences. Over the past 33 years, the earliest peak storm surge occurred on May 18th (in 2006, Typhoon Pearl) with a surge value of 0.25 m, while the latest was observed on November 24th (in 2019, Typhoon Phoenix) with a surge value of 0.60 m. The largest peak storm surge, measuring 1.48 m, was recorded in 1997 (during Typhoon Winnie).
3.2. Trend Component of Extreme Tidal Levels
At first, we investigated long-term trends in our tide gauge record to understand how the data generally evolved. We calculated the annual MSL, the annual 99th percentile of the full sea level (including MSL, tide, and surge), and the annual 99th percentile of surge levels. To investigate how estuarine water levels evolve in the context of climate change, an analysis of the long-term trends in the annual MSL and extreme tidal levels at the estuary is conducted.
Figure 4 displays the annual variability in the 99th percentile tidal levels at the Xuliujing Station from 1988 to 2020. Notably, there is significant variability in annual extreme tidal levels, with a standard deviation of 0.10 m. The lowest recorded extreme tidal level at the Xuliujing Station was 4.51 m (in 2006), while the highest extreme tidal level was 4.97 m (in 1998). When considering the long-term trends, the Xuliujing Station exhibits a mild decline in annual extreme tidal levels, with a rate of −1.60 mm/a. This decline in extreme tidal levels may be associated with changes in MSL.
Figure 5 illustrates the long-term variations in MSL at the Xuliujing and Yanglin Stations. Evidently, the interannual changes in MSL at the Xuliujing Station are significant. Excluding the peak value of 2.93 m recorded in 1998 and the minimum value of 2.62 m in 2011, the MSL predominantly fluctuates between 2.70 and 2.85 m. Concerning long-term trends, the annual MSL at the Xuliujing Station undergoes a gradual decline with a rate of −0.7 mm/a. This suggests that the descending MSL at Xuliujing Station is one of the contributing factors to the decline in extreme tidal levels.
Research on the long-term patterns of extreme tidal levels has revealed that, globally, most tide gauge stations show an increase in extreme tidal levels. However, this trend diminishes significantly when adjusted for changes in mean sea level [
11,
32]. Hence, changes in extreme tidal levels are believed to be primarily attributed to the rise in mean sea levels, aligning with the findings of this study. Findings from Sweet and Park’s research [
14] additionally suggest that long-term sea level rise is a significant driving factor for increased flood hazards along the U.S. coastline. Despite the slight decline in mean sea level at the Xuliujing Station, this trend contradicts the global pattern of rising temperatures, melting ice caps, and a general sea level increase. As an example, the Dajishan tide gauge station, located outside the Yangtze Estuary, has observed an average sea level rise rate of 3.15 mm/a over the last 42 years [
36].
The deceleration in the mean sea level rise rate within the Yangtze Estuary and its counter-trend to the sea level rise in the open sea can be attributed to changes in upstream discharge. Illustrated in
Figure 5b, the long-term trend of mean sea level at the Yanglin Station (situated downstream of the Xuliujing Station) is also upward, at a rate of 2.34 mm/a, which is approximately 30% lower than the rate of sea level rise in the open sea.
Figure 6 shows the relationship between the annual mean water level at the Xuliujing Station and the annual mean discharge at the Datong Station.
Analysis of this graph reveals that in the past 30 years, the annual mean discharge at the Datong station has consistently decreased, with an annual decrease rate of −460 m3/s, aligning with the trend in the annual mean water level at the Xuliujing Station. Interannual variations in MSL and Datong discharge trends exhibit a close correlation. During years of increased Datong river flow, the annual MSL at Xuliujing correspondingly rises compared to the previous year, whereas decreased Datong river flow leads to a decline in the annual mean water level at Xuliujing, emphasizing a strong correlation between the two ().
3.3. Trend Component of Extreme Skew Surges
Annual maximum skew surges were extracted at the Xuliujing Station, revealing that, except for the extreme skew surge of 1.48 m during Typhoon “Winnie” in 1997, over 90% of these surges are below 1.0 m (
Figure 7). From a long-term perspective, the annual maximum of peak storm surges exhibits a declining trend, with an average decrease rate of 1.65 mm/a. The impact of MSL changes on skew surges is canceled by employing the non-stationary tidal harmonic analysis method for calculating astronomical tides. Therefore, the decrease in annual maximum skew surges is not the result of the declining MSL at Xuliujing Station; climate change is likely the primary contributing factor. We further applied the non-stationary GEV model (Equation (2)) to the “monthly maximum” skew surges from 1988 to 2020 and the estimated location parameter
mm/a. Although the linear trend is statistically significant (
), its magnitude is very small compared to changes in sea level and extreme tidal levels. Therefore, there has been no significant trend in skew surge at the Xuliujing Station over the past 33 years.
As a secondary consequence of typhoons, the dynamics of storm surges are additionally impacted by large-scale climate features. In the non-stationary GEV model for “monthly maximum” skew surges over the past 33 years, incorporating the Southern Oscillation Index (SOI) as an input reveals that the impact of SOI on estuarine skew surges is statistically significant, but the value is relatively small. A one-unit change in SOI can lead to an approximate 0.3 cm variation in the location parameter (
). Furthermore, the findings
indicate that the probability of typhoon-induced surges is greater in positive SOI years, aligning with the previous studies [
37,
38]. In El Niño years, where typhoon activity decreases (with a negative SOI), and La Niña years, where typhoon activity increases (with a positive SOI), the corresponding likelihood of triggering extreme surges in the Yangtze Estuary also increases. Considering the relatively modest impact of SOI on storm surges, we conducted a re-estimation (let
) and demonstrated that including or excluding the influence of SOI has minimal impact on the examination of seasonal variations in surges. Therefore, in the subsequent investigation of seasonality, the influence of SOI is disregarded.
3.4. Seasonal Characteristics of Skew Surges
Storm surges induced by typhoons in the Yangtze Estuary exhibit pronounced seasonal characteristics. As typhoons in the western Pacific commonly arise during the summer and autumn, the influence of typhoons and their related surges in the Yangtze Estuary is predominantly observed between June and October annually, constituting over 90.5% of occurrences. No evidence of surges was observed between January and April. In the non-stationary GEV model, the amplitudes representing the interannual oscillation for the location and scale parameters are cm and cm, respectively. The phase angles are and , respectively. The estimated location parameter reaches its maximum in early August, while the estimated scale parameter peaks in mid-to-late July, indicating that the two parameters are asynchronous in time (although to a small degree).
Besides the height of the extreme storm surge, changes in the timing of the surge can also be captured in the non-stationary GEV model with a sliding window of a 20-year scale (Method One). Given the omission of the influence of climate indices, the day in a year corresponding to the maximum of the interannual oscillatory component of the location parameter
is identified as the central moment of the storm surge season, representing the timing of extreme surges. The timing of extreme surges typically falls between August and September (solid blue line in
Figure 8), with a 95% confidence interval covering approximately 2 to 3 weeks. There is an evident trend that, before 2005, the extreme storm surge season consistently shifted earlier, reaching the end of July, while after 2005, there was a noticeable delayed trend in the extreme storm surge season, extending into mid- to late-August by 2018. The orange solid line in
Figure 8 illustrates the outcomes of “inverse distance weighted” (Method Two), which underwent an 8th-order Butterworth low-pass filter to capture the intergenerational variations in storm surge seasons. Despite Method Two yielding results approximately 13 days later than Method One on the whole, the trends and amplitudes of the two methods in the shift of storm surge seasons are highly consistent. That is, before 2005, the extreme storm surge season displayed an advancing trend, whereas from 2005 to 2018, it exhibited a discernible lagging trend.
The primary determinants of the overall numerical disparities in calculating the timing of storm surges between the two methods are inherent characteristics. The input data of the non-stationary GEV model with a sliding window are the monthly maximum surge values, resulting in a continuous distribution of extreme storm surges. This distribution is less sensitive to individual large events and is more representative. The maximum surge in typhoon months is caused by typhoons, whereas the maximum surge in the other months is influenced by other meteorological factors and errors in the harmonic analysis. Even though the values are generally less than 5 cm, their inclusion in the GEV distribution still results in a slight shift towards the first half of the year. The “inverse distance weighted” method takes into account only the actual occurrence times and magnitudes of storm surges in a year. It can effectively handle scenarios in which multiple strong typhoon surges occur in a single month, rather than just the monthly maximum. As a result, its outcomes are more closely aligned with the actual occurrence of typhoons throughout the year (July to October), resulting in a shift towards the second half of the year. However, results obtained through this discrete data calculation are more influenced by individual strong typhoon surge events, making them less representative than Method One.
Both methods have their merits, and their results collectively indicate a delayed trend in the extreme storm surge season in the Yangtze Estuary from 2005 to 2018. Therefore, the average of the results from both methods is used to represent the trendline (red dashed line in
Figure 8). The combined result reveals that, during 2005–2018, the extreme storm surge season in the Yangtze Estuary was delayed from 7 to 24 August, representing a delay of 17 days.
3.5. Seasonal Characteristics of Skew Surges in Large Areas
Typhoons affecting the Yangtze Estuary generally originate over the expansive ocean area east of the Philippines, traverse the Taiwan–Ryukyu Islands region, and then enter the sea areas of the East China Sea. Influenced by subtropical high-pressure systems, the northward trajectory of these typhoons typically follows a concave path from the southeast to the northwest. To investigate whether the surge season shift at Xuliujing was limited to the Yangtze Estuary or extended to a larger regional sea-air feature during the period from 2005 to 2018, we conducted a harmonic analysis and trend study on hourly sea level data from six tidal stations along the Hong Kong–Kaohsiung–Ryukyu Islands coast. The data were obtained from the Global Extreme Sea Level Analysis (
https://gesla787883612.wordpress.com/downloads/, accessed on 2 February 2024). The locations of the tidal stations are shown in
Figure 9, and the period of sea level data and the root mean square error (RMSE) of harmonic analysis are shown in
Table 2. Except for the nearshore station in Hong Kong (Kowloon Bay), which may be affected by nearby topography, resulting in a slightly larger error (RMSE = 0.11 m), the tidal stations near the islands all yield satisfactory results in the harmonic analysis, with errors below 0.065 m.
The surge season of the Yangtze Estuary typically extends from July to October (cf.
Figure 8). Using the “monthly analysis” method (Method 3) to fit the independent monthly surge time series for July and October during the period from 2005 to 2018, we obtained the trend parameters
of these two months, as shown in
Figure 10, where the circular points denote the specific data values and the error bars indicate the 95% confidence intervals. It is evident that, excluding Hong Kong and Kaohsiung station, the trend parameters
for July are all negative (depicted by blue bars), whereas the trend parameters
for October are all positive (depicted by orange bars) during the period from 2005 to 2018. This indicates that surges in July weakened while those in October strengthened, signifying that the surge season for all stations near the Ryukyu Islands is shifting to October. Despite the fact that the tidal stations at Okinawa Island and Naha are close, the specific numerical results differ. This discrepancy arises from the fact that these two tidal stations are located on the north and south sides of Okinawa Island, so even the same typhoon may produce different surge results. The result of the “monthly analysis” GEV model is sensitive to the surge values. Despite numerical disparities, the trends of surge season in both stations are consistent. Therefore, the change in surge seasons in the near-sea area of the Ryukyu Islands and the lagging trend of surge seasons at the Yangtze Estuary are consistent. This indicates that the delay in surge seasons is not confined solely to the Yangtze Estuary but is a climate change process across a broader sea area. The surges at Hong Kong and Kaohsiung Port increased in July and remained relatively constant in October. Both stations exhibit a slight trend of an earlier surge season, which may be related to their respective locations. Hong Kong and Kaohsiung Port are mainly influenced by typhoons entering the South China Sea, while the sea areas near the Yangtze Estuary and the Ryukyu Islands are predominantly affected by typhoons entering the East China Sea. These two regions are influenced by different typhoon systems.